RQAP-GCP Examination
Study References
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The following is a listing of suggested Quality Assurance references.
This list is not all-inclusive and candidates should not limit their
study to
only those references listed below. Candidates are also encouraged to
study all
historic and current preambles in addition to the current regulations,
where applicable.
WEBSITES:
Each of the regulations and guidance documents listed in the references
below can be found through the following websites. It may be necessary
to search the title of the referenced document at the website.
International Conference on Harmonization
http://www.ich.org
Health Canada – Drugs & Health Products
http://www.hc-sc.gc.ca/dhp-mps/compli-conform/legislation/acts-lois/index_e.html
European
Medicines Agency
http://www.emea.europa.eu
US
Food and Drug Administration
http://www.fda.gov
US
Office for Civil Rights – HIPAA
http://www.hhs.gov/ocr/hipaa/
US
Office for Human Research Protections
http://www.hhs.gov/ohrp/
REFERENCES
INTERNATIONAL CONFERENCE ON HARMONIZATION:
As of November 2005
CLINICAL SAFETY
E1: The Extent of Population Exposure to
Assess Clinical Safety for Drugs Intended for Long-Term Treatment of
Non-Life Threatening Conditions
E2A: Clinical Safety Data Management: Definitions
and Standards
for Expedited Reporting
E2B (R3): Clinical Safety Data Management:
Data Elements for Transmission of Individual Case Safety Reports
E2C
(R1): Clinical Safety Data Management: Periodic Safety Update
Reports for Marketed Drugs
Addendum to E2C: Periodic Safety Update Reports
for Marketed
Drugs (in E2C (R1)
E2D: Post-Approval Safety Data Management:
Definitions and Standards for Expedited Reporting
E2E: Pharmacovigilance
Planning
CLINICAL STUDY REPORTS
E3: Structure and Content
of Clinical Study Reports
DOSE-RESPONSE STUDIES
E4: Dose-Response Information to Support Drug
Registration
ETHNIC FACTORS
E5 (R1): Ethnic Factors in the Acceptability
of Foreign Clinical Data
GOOD CLINICAL PRACTICE
E6 (R1): Good Clinical Practice:
Consolidated Guidelines
Clinical Trials
E8: General Consideration of Clinical
Trials
E9: Statistical Principles
for Clinical Trials
E10: Choice of Control Group and
Related Issues in Clinical
Trials
CLINICAL EVALUATION
E14: The Clinical Evaluation
of QT/QTc Interval Prolongation
and Proarrhythmic
Potential for Non-Antiarrhythmic
Drugs
HEALTH CANADA
The Food and Drug Regulations (C.R.C.,
c. 870) - Part C, and Part J
Regulations
Amending the Food and Drug Regulations (Schedule No. 1024 - Clinical
Trials, 20 JUN 2001)
Medical Devices Regulations (SOR/98-282)
Part 3
Guidance for Records Related to Clinical Trials – Guide 0068
Health
Canada Compliance and Enforcement Policy (POL-0001), Version 2
Inspection
Strategy for Post-Market Surveillance (POL-0041)
EUROPEAN MEDICINES AGENCY
Commission Directive 2005/28/EC of 8 April 2005
Directive 2004/27/EC of the European Parliament and of the Council
of 31 March 2004
Commission Directive 2003/63/EC of 25 Jun 2003 Annex 1 “Analytical,
Pharmacotoxicological and Clinical Standards and Protocols in
Respect of the Testing of Medicinal Products”
Directive 2001/20/EC of the European Parliament and of the Council
of 4 April 2001
US
CODE OF FEDERAL REGULATIONS: TITLE 21 FOOD AND DRUGS
21
CFR Part 11 - Electronic Records; Electronic Signatures
21 CFR Part
50 - Protection of Human Subjects
21 CFR Part 54 - Financial Disclosure
by Clinical Investigators
21 CFR Part 56 - Institutional Review
Boards
21 CFR Part 312 - Investigational New Drug Application
21 CFR Part 314
- Applications for FDA Approval to Market a New Drug
21 CFR Part
320 - Bioavailability and Bioequivalence Requirements
21 CFR Part
601 - Biologics Licensing
21 CFR Part 812 - Investigational Device
Exemptions
21 CFR Part 814 - Premarket Approval of Medical Devices
PREAMBLES TO
FDA GCP REGULATIONS: Preambles to the FDA regulations
can be found through the FDA website
GUIDANCE DOCUMENTS AND INFORMATION
SHEETS ON GOOD CLINICAL PRACTICE IN
FDA-REGULATED CLINICAL TRIALS
FDA Information Sheets for Institutional
Review Boards, Clinical Investigators and Sponsors
The Belmont Report
18 Apr 1979
The Declaration of Helsinki; World Medical Association;
1983 and 1989 versions
Financial Relationships and Interests in
Research Involving Human Subjects: Guidance for Human Subject Protection
Guidance for Clinical Trial Sponsors: Establishment and Operation of
Clinical Trial Data Monitoring Committees
Guidance for Industry:
Acceptance of Foreign Clinical Studies
Guidance for Industry: Available
Therapy
Guidance for Industry: Computerized Systems Used in Clinical
Trials
Guidance for Industry: Development and Use of Risk
Minimization Action Plans
Guidance for Industry Exploratory IND
Studies
Guidance for Industry: Financial Disclosure by Clinical Investigators
Guidance
for Industry: Food-Effect Bioavailability and Fed Bioequivalence
Studies
Guidance for Industry: Good Pharmacovigilance Practices
and Pharmacoepidemiologic Assessment
Guidance for
Industry: Guideline for the Monitoring of Clinical Investigators
Guidance
for Industry: Guideline for the Study and Evaluation of
Gender
Differences in the Clinical
Evaluation of Drugs
Guidance for Industry on
Handling and Retention of Bioavailability and Bioequivalence Testing
Samples;
Guidance for Industry: IRB Review
of Stand-Alone HIPAA Authorizations under FDA Regulations
Guidance
for Industry on Part 11: Electronic Records; Electronic Signatures – Scope
and Application
Guidance for Industry
and FDA Staff: General Principles of Software Validation
Guidance
for Industry: Pharmacogenomic Data Submissions
Guidance for Industry:
Premarketing Risk Assessment
Guidance for Industry: Providing Regulatory
Submissions in Electronic Format – Human
Pharmaceutical Product Applications
and Related Submissions Using
the eCTD Specifications
Guidance for Industry
and Clinical
Investigators on the Use of Clinical
Holds Following
Clinical Investigator Misconduct
Guidance
for Industry on Using a Centralized IRB Process in Multicenter
Clinical
Trial
Guidance for Sponsors, Institutional
Review Boards, Clinical Investigators
and FDA
Staff on Informed
Consent for In
Vitro Diagnostic Device
Studies Using Leftover Human
Specimens that are Not Individually
Identifiable
BIORESEARCH MONITORING
PROGRAM
(Compliance Program Guidance Manuals – CPGM)
CPGM
7348.811 Clinical Investigators
CPGM 7348.810 Sponsors, Monitors,
and Contract Research Organizations
CPGM 7348.001 In-Vivo Bioequivalence
Compliance Program
CPGM 7348.809 Institutional Review Boards
OFFICE FOR HUMAN RESEARCH
PROTECTIONS (OHRP)
45 CFR Part 46 Protection of Human
Subjects (Common Rule)
Office
of Human Research Protections
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